FAQs

Trade NSE Clearing Member Compliance Listing Investor Services & UCI

Access to Markets

FAQs	English	Hindi
Neat User ID	(173 KB)	(316 KB)
12 digit NNF IDs	(175 KB)	(281 KB)
Non-Neat User IDs	(150 KB)	(258 KB)
Multiple Algo Terminals	(144 KB)	(242 KB)
Connectivity	(151 KB)	(416 KB)
Colocation	(188 KB)	(427 KB)
Activation of Scenario	(154 KB)	(368 KB)

Continuous Markets

FAQs	English	Hindi
Block Deal Window	(269 KB)	(444 KB)
Direct Connection	(145 KB)	(333 KB)
Disaster Recovery (DR 45)	(265 KB)	(518 KB)
Encryption of Interactive Messages	(316 KB)	(464 KB)
Limit Price Protection (LPP)	(214 KB)	(534 KB)
NOTIS Access	(279 KB)	(452 KB)
Open Market Buyback	(156 KB)	(220 KB)
Password Policy, Password Reset and Unlocking	(120 KB)	(315 KB)
Pre-open Session in Capital Market (CM) Segment	(391 KB)	-
Pre-open Session in Equity Derivatives (F&O) Segment	(368 KB)	-
Price Band/ Operating Range Flex	(88 KB)	(294 KB)
Self Trade Prevention check mechanisms	(422 KB)	(523 KB)
Simulated Environment	(387 KB)	(386 KB)
Sliding Price Bands	(269 KB)	(264 KB)
Special Pre-Open Session in Capital Market Segment	(232 KB)	(406 KB)
Test Market Environment for Members	(224 KB)	(433 KB)
Trade Drop Copy Facility	(155 KB)	(396 KB)
Trading in T+0 Security	(295 KB)	(289 KB)
Trading Protocols	(108 KB)	(242 KB)
UCC/PAN validation in Trading system	(140 KB)	(267 KB)
User Trading Rights	(134 KB)	(267 KB)
Closing Auction Session (CAS) in Equity segment(CM) and changes in Equity Derivatives(F&O) Segment	(232 KB)	(427 KB)
Exchange Disseminated Order and Trade Reports to Trading Members	(233 KB)	(309 KB)
Extranet API	(660 KB)	(793 KB)

Non-Continuous Markets

FAQs	English	Hindi
e-OFS	(150 KB)	(293 KB)
e-IPO	(203 KB)	(342 KB)
CBRICS	(135 KB)	(253 KB)
RFQ	(144 KB)	(283 KB)
SGB	(147 KB)	(255 KB)
Tender Offer	(145 KB)	(256 KB)

Surveillance

FAQS	English
Consolidated Penalty Structure	(228 KB)
Member Surveillance Dashboard FAQ	(179 KB)
Additional Surveillance Measure (ASM)	(406 KB)
Deep out of the money (OTM) contracts	(154 KB)
Graded Surveillance Measure (GSM)	(280 KB)
Persistent Noise Creators	(295 KB)
Enhanced Surveillance Measures	(241 KB)
Reversal Trade Cancellation Mechanism (RTCM)	(153 KB)

NSE Clearing

FAQs
Collateral
Trading supported by blocked amount
Interoperability
T0 Settlement in Capital Market
SLB Scheme
Segregation and Monitoring of collateral at Client Level
Revision in Contract Note Format on account of single VWAP
Payout of Securities Directly to Client Demat Accounts
Internal Shortages and Auction
Member Inspection
Membership Compliance
Clearing
Risk Management
Settlement
Digital representation of penalty review requests
Early Pay-In of Securities
Recent changes in Equity Derivative segment focusing on position limits, Limit Monitoring and Securities in Ban Period
Segregation and Allocation
Regulatory Reporting & common mistakes while reporting; Penalty Review Applications

Member Compliance

FAQs	Download	File Size
Code of Advertisement		262 KB
Margin Trading Facility		474 KB
Networth		411 KB
Authorised Persons		167 KB
Business Transfers/ Merger/ Demerger without change in control		208 KB
Additional Segment		141 KB
Enablement		172 KB
SME/Market Maker		165 KB

Investigation

FAQs	Download	File Size
Non Neat Front End Registration Process		225 KB
Safer Participation of Retail Investors in Algorithmic Trading		870 KB

Listing Compliance

FAQs	Download	File Size
General queries on Listing Compliance & Approvals		202 KB
Frequently Asked Questions (FAQs) on Applicability of the Industry Standards on “Minimum information to be provided for Review of the Audit Committee and Shareholders for Approval of Related Party Transaction (RPT)”		315 KB
FAQs on submission of financial results as per Regulation 33 of SEBI (LODR) Regulations, 2015		333 KB
FAQs on Inclusion of Immediate Relatives in Trading Window closure under SEBI (PIT) Regulations, 2015		946 KB
Frequently Asked Questions (FAQs) – Trading Window closure period under Clause 4 of Schedule B read with Regulation 9 of SEBI (Prohibition of Insider Trading) Regulations, 2015 (“PIT Regulations”) – Extending framework for restricting trading by Designated Persons (“DPs”) by freezing PAN at security level to all listed companies in a phased manner		159 KB
Business Responsibility and Sustainability Report (BRSR) - FAQs & General Observations / Guidelines for filing of BRSR		558 KB
FAQ’s on filing of announcements in XBRL format on NSE Electronic Application Processing System (NEAPS) platform		323 KB
FAQs on the submission of the quarterly Corporate Governance Report		312 KB
Comprehensive FAQs on SEBI (Prohibition of Insider Trading) Regulations, 2015		86 KB
FAQ’s - Disclosure of holding of specified securities and Holding of specified securities in dematerialized form		218 KB
Frequently Asked Questions (FAQs) – Disclosure of Related Party Transactions under regulation 23 of SEBI (LODR) Regulations, 2015		131 KB
FAQ’s - LODR amendments dated August 03, 2021		238 KB
FAQ’s - LODR amendments dated May 05, 2021		231 KB
Frequently Asked Questions (FAQs) on the submission of the Quarterly Integrated Filing – Governance		464 KB
FAQs on Filing of Corporate Action as per SEBI (LODR) Regulations, 2015		301 KB

Debt

FAQs	Download	File Size
FAQs on the Corporate Bond market		343 KB

Investor Services

FAQs	Download	File Size
Investor Services - English		273 KB
Investor Services - Hindi		461 KB
Investor Services - Marathi		439 KB
Investor Services - Gujarati		408 KB

UCC

FAQs	Download	File Size
UCC		200 KB

Updated on: 08/09/2026

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